Mark Jeffrey Porter

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-01-04
MA	RA	APPROVED	2011-08-24

TX RA
APPROVED_RES

Since 2022-01-04
MA RA
APPROVED

Since 2011-08-24

Branch Locations

Canton, MA • United States

700 Technology Square, Cambridge, MA 02139 • United States

Northeast Planning Associates, Inc.

43 Constitution Drive, Bedford, NH 03110 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2011-08-24

MA RA
APPROVED

Since 2011-08-24

Branch Locations

43 Constitution Drive, Bedford, NH 03110 • United States

Canton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Canton	MA	08/2011	Present
Northeast Planning Associates, Inc.	Canton	MA	08/2011	Present

08/2011 → Present

Lpl Financial Llc

Canton, MA
08/2011 → Present

Northeast Planning Associates, Inc.

Canton, MA

Other Businesses

(1) 09/07/2011: Northeast Planning Associates - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 04/22/2015: No Business Name - Real Estate Rental - Investment Related - 246 Neponset St Canton, MA 02021 - Start 06/30/2014 - 1 Hr/Mo; 0 Hour(s) During Securities Trading - Renting previous home (3) 08/30/2016: Northeast Planning Associates, Inc. - Registered Investment Advisor - DBA: Northeast Planning Associates, Inc. (FP) - Investment Related - At Reported Business Location(s) - 75% Time Spent - I provide financial planning and consulting services through Northeast Planning Associates, an independent investment advisor firm. I started this business activity in August 2011. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. (4) 5/6/2019 - IHTFP-MJP - DBA: MITFCU Investment and Retirement Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/18/2019 - 300 Hours Per Month/300 Hours During Securities Trading. (5) 07/14/2023 - Dawn Chambers Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 06/14/2023 - 1 Hour Per Month/ 1 Hour During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-08-16

S66 Uniform Combined State Law Examination

2005-08-16

Designations

Certified Financial Planner

View on SEC IAPD