Casey A. Stromer

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 05/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)
  Santa Rosa, CA
• 09/2009 → 05/2022
  Bank Of America, N.A.
  Santa Rosa, CA
• 05/2022 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-06-19 → 2022-05-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Santa Rosa, CA
  Boston, MA
  New York, NY
  Santa Rosa, CA
  Santa Rosa, CA
  Santa Rosa, CA
  Santa Rosa, CA
  Boston, MA
  San Francisco, CA
  Fort Lauderdale, FL
  Santa Rosa, CA
  San Francisco, CA
• 2006-06-22 → 2009-06-23
  Edward Jones
  Santa Rosa, CA
  Santa Rosa, CA
• 2005-07-01 → 2006-06-08
  Morgan Stanley Dw Inc.
  Santa Rosa, CA
  Santa Rosa, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-06-29
• S63 Uniform Securities Agent State Law Examination
  2005-06-14