Eliana Alexa Carrier

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-03-25
FL	RA	APPROVED	2024-06-06

TX RA
APPROVED_RES

Since 2026-03-25
FL RA
APPROVED

Since 2024-06-06

Branch Locations

Miami, FL • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Carrier Wealth Management	Miami	FL	10/2020	Present
Self-Employed	Miami	FL	02/2020	10/2020
Northwestern Mutual	Baton Rouge	LA	12/2018	01/2020
Student	Lafayette	LA	08/2013	12/2019
Lpl Financial Llc	Miami	FL	05/2024	Present

10/2020 → Present

Carrier Wealth Management

Miami, FL
02/2020 → 10/2020

Self-Employed

Miami, FL
12/2018 → 01/2020

Northwestern Mutual

Baton Rouge, LA
08/2013 → 12/2019

Student

Lafayette, LA
05/2024 → Present

Lpl Financial Llc

Miami, FL

Other Businesses

1- 06/05/2024 / Carrier Wealth Management, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) - Start Date 09/30/2020

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2026-03-23

S63 Uniform Securities Agent State Law Examination

2026-03-23

View on SEC IAPD