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155 E Rivulon Blvd Suite 304, Gilbert, AZ 85297 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-11-03 |
Branch Locations
155 E Rivulon Blvd Suite 304, Gilbert, AZ 85297 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Seros Financial | Tempe | AZ | 01/2019 | Present |
| Epic Salon | Chandler | AZ | 12/2017 | 01/2019 |
| The Paris Market & Brocante | Savannah | GA | 04/2016 | 11/2017 |
| United Planners Financial Services | Scottsdale | AZ | 08/2021 | Present |
| Seros Financial, Llc | Tempe | AZ | 01/2019 | Present |
| Seros Financial Llc | Tempe | AZ | 01/2019 | Present |
| Seros Financial | Tempe | AZ | 01/2019 | Present |
1.) INDEPENDENT INSURANCE AGENT - AGENT - NON-VARIABLE INSURANCE - TEMPE, AZ - SINCE 01/2021 - INVESTMENT RELATED 2.) SEROS FINANCIAL - RECEPTIONIST - EMPLOYEE - TEMPE, AZ - SINCE 01/2019 - NOT INVESTMENT RELATED 3.) SEROS FINANCIAL, LLC - CLIENT SERVICING ASSOCIATE - REGISTERED INVESTMENT ADVISOR - TEMPE, AZ - SINCE 01/2019 - INVESTMENT RELATED 4.) SEROS FINANCIAL - CLIENT SERVICING ASSOCIATE - DBA NAME FOR MARKETING PURPOSES ONLY - TEMPE, AZ - SINCE 08/2022 - INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-11 |
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