Alton Barrett Thompson

Employer firm

Worth Asset Management CRD 166970

$288M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars
• PORTFOLIO MANAGEMENT FOR 401K

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 09/2018
  Lenovo
  Morrisville, NC
• 10/2018 → 12/2018
  Unemployed
  Frisco, TX
• 01/2019 → Present
  Worth Financial Group
  Dallas, TX

Previous Registrations

• 2020-11-19 → 2022-03-22
  Worth Financial Group Inc.
  Frisco, TX
  Dallas, TX

Other Businesses

Part time sales work for 2 small companies: TAP Innovations & Dealer Detail Services - TAP sells productivity software for businesses, and I will attempt to generate sales leads for them on a part time basis - Dealer Detail Services provides detail work on used cars for car dealerships. I will attempt to generate sales leads with them at local car dealerships on a part time basis. Neither are investment related. I have no ownership in either company. TAP Innovations 1540 Keller Pwy, Suite 108-262 Keller, TX 76248 Start Date: 1/1 2019 Approx hours/month: 10 hrs/mo - expecting roughly 8 hrs/mo during market hours Dealer Detail Services 60 Hudson Branch Dr Austin, AR 72007 Start Date: 1/1/2019 Approx hours/month: 10 hrs/mo - expecting roughly 6 hrs/mo during market hours Retirement Plans.com,Is Investment Related,,Financial Advisor on 401k plans,Advisor,2020-11-01,2 hours per month,0 hours per month during trading hours,Fee Based Compensation, Third Party 401k Plan Administrator.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-04-10
• S63 Uniform Securities Agent State Law Examination
  2019-03-11