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Alton Barrett Thompson

Worth Asset Management

Dallas, TX

Frisco, TX

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Current Employers
Worth Asset Management

17855 Dallas Parkway Suite 150, Dallas, TX 75287 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-04-10
  • TX RA
    APPROVED
    Since 2019-04-10

Branch Locations

17855 Dallas Parkway Suite 150, Dallas, TX 75287 • United States

3232 Camden Bluff Rd, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lenovo Morrisville NC 10/2014 09/2018
Unemployed Frisco TX 10/2018 12/2018
Worth Financial Group Dallas TX 01/2019 Present
  • 10/2014 → 09/2018
    Lenovo
    Morrisville, NC
  • 10/2018 → 12/2018
    Unemployed
    Frisco, TX
  • 01/2019 → Present
    Worth Financial Group
    Dallas, TX
Previous Registrations
Other Businesses

Part time sales work for 2 small companies: TAP Innovations & Dealer Detail Services - TAP sells productivity software for businesses, and I will attempt to generate sales leads for them on a part time basis - Dealer Detail Services provides detail work on used cars for car dealerships. I will attempt to generate sales leads with them at local car dealerships on a part time basis. Neither are investment related. I have no ownership in either company. TAP Innovations 1540 Keller Pwy, Suite 108-262 Keller, TX 76248 Start Date: 1/1 2019 Approx hours/month: 10 hrs/mo - expecting roughly 8 hrs/mo during market hours Dealer Detail Services 60 Hudson Branch Dr Austin, AR 72007 Start Date: 1/1/2019 Approx hours/month: 10 hrs/mo - expecting roughly 6 hrs/mo during market hours Retirement Plans.com,Is Investment Related,,Financial Advisor on 401k plans,Advisor,2020-11-01,2 hours per month,0 hours per month during trading hours,Fee Based Compensation, Third Party 401k Plan Administrator.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-10
S63 Uniform Securities Agent State Law Examination 2019-03-11
  • S65 Uniform Investment Adviser Law Examination
    2019-04-10
  • S63 Uniform Securities Agent State Law Examination
    2019-03-11

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