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Marion Wooten Peebles

Westend Advisors, LLC

Charlotte, NC

CRD 7064877

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Employer firm

Westend Advisors, LLC CRD 133279

$1.87B regulatory AUM 18 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • MODEL PORTFOLIOS

From the firm’s Form ADV. Read the guides:

Current Employers
Westend Advisors, Llc

1001 Morehead Square Drive Suite 600, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-01-28
  • NC RA
    APPROVED
    Since 2019-01-28

Branch Locations

1001 Morehead Square Drive Suite 600, Charlotte, NC 28203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Westend Advisors, Llc Charlotte NC 05/2014 Present
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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Nearby Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
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Nearby Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC

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