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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-08-31 |
Branch Locations
9800 Schwab Way, Lone Tree, CO 80124 • United States
4150 Kinross Lakes Pkwy, Richfield, OH 44286 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambiar Investors, Llc | Denver | CO | 05/2011 | 04/2021 |
| Foreside Fund Services, Llc | Denver | CO | 05/2011 | 04/2021 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 07/2021 | Present |
| Charles Schwab Bank, Ssb | Lone Tree | CO | 07/2021 | Present |
Trinity United Methodist Church|Investment Related:No|1820 Broadway;Denver;CO;80202;United States of America|Nonprofit Charitable Organizations|Trustee|2024-01-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|The Board of Trustees is responsible for overseeing the maintenance and care of the Trinity United Methodist Church (Trinity) facilities, administering real estate registration requirements and complying with city real estate codes and guidelines, and managing and paying certain building-related expenses.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-30 |
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