Ryan Shannon

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2020 → 03/2021
  Principal Securities Inc
  Mt Pleasant, SC
• 02/2010 → 03/2020
  Full Time Student
  Mt Pleasant, SC
• 08/2021 → 01/2024
  Guardian Life Insurance Company
  Mt Pleasant, SC
• 09/2021 → 01/2024
  Park Avenue Securities
  Mt Pleasant, SC
• 01/2019 → 08/2021
  Kiawah Golf Resort
  Kiawah Island, SC
• 01/2024 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS

Previous Registrations

• 2022-03-24 → 2024-01-16
  Park Avenue Securities Llc
  Mt Pleasant, SC

Other Businesses

PCRM, LLC doing business as Prime Capital Risk Management, investment-related, 6201 College Blvd., Suite #150, Overland Park, KS 66211, fixed-insurance products, insurance agent, 01/2024, 10hrs./mo., 10 hrs., sale and service of fixed-insurance products, including through non-affiliated Insurance Marketing Organizations (IMOs)

Exams

• S66 Uniform Combined State Law Examination
  2022-03-18