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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-05
AZ RA APPROVED 2020-03-09
  • TX RA
    APPROVED_RES
    Since 2025-02-05
  • AZ RA
    APPROVED
    Since 2020-03-09

Branch Locations

4500 S Lakeshore Dr. Ste. 500, Tempe, AZ 85282 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 01/2019 Present
Coachlift Tempe AZ 06/2006 11/2019
Self-Employed/1099 Independent Contractor Mesa AZ 01/2012 11/2019
Legacy Financial Group Tempe AZ 01/2019 11/2019
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2020 Present
  • 01/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2006 → 11/2019
    Coachlift
    Tempe, AZ
  • 01/2012 → 11/2019
    Self-Employed/1099 Independent Contractor
    Mesa, AZ
  • 01/2019 → 11/2019
    Legacy Financial Group
    Tempe, AZ
  • 02/2020 → Present
    Fairfield, IA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 03/10/20. 2) 1099 INCOME/MUSICIAN, 928 W NATAL AVE, MESA, AZ, SELF-EMPLOYED/ FREELANCE MUSICIAN, 01/01/12, NIR, 60.MO- 0/TRADING. 3) J & D MOBILITY,LLC, 950 W BIRCHWOOD AVE, SUITE 1, MESA, AZ, MANUFACTURING OWNER, NIR, 20/WK- 0/TRADING. 4) LEGACY FINANCIAL GROUP, 4500 S Lakeshore Dr, Tempe AZ 85282, United States, 01/09/2019, IAR, DBA Name, INV REL, 40 HR/MO - 25 HR/MO TRADING 5) PRZEWLOCKI HORVATH, 4500 S Lakeshore Dr, Tempe AZ 85282, United States, 01/09/2025, IAR, DBA Name, INV REL, 0 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-26
  • S66 Uniform Combined State Law Examination
    2020-02-26

View on SEC IAPD

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