Clinton Marriott

Ubs Financial Services Inc.

CRD 7064423

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-02-10
NJ	RA	APPROVED	2021-09-09

NY RA
APPROVED

Since 2022-02-10
NJ RA
APPROVED

Since 2021-09-09

Branch Locations

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Weehawken	NJ	11/2019	Present
Kpmg	New York	NY	08/2019	10/2019
Gregory's Coffee	New York	NY	10/2016	07/2019
Foresters Finanacial	New York	NY	02/2019	04/2019
Gmat/Gmac	New York	NY	08/2018	11/2018
Peachwave	Bronx	NY	12/2015	10/2016

11/2019 → Present

Ubs Financial Services

Weehawken, NJ
08/2019 → 10/2019

Kpmg

New York, NY
10/2016 → 07/2019

Gregory's Coffee

New York, NY
02/2019 → 04/2019

Foresters Finanacial

New York, NY
08/2018 → 11/2018

Gmat/Gmac

New York, NY
12/2015 → 10/2016

Peachwave

Bronx, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-09-09

S66 Uniform Combined State Law Examination

2021-09-09

View on SEC IAPD

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