Katerina Carlie Soto

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 10/2019
  Jp Morgan Chase Bank, N.A.
  Bakersfield, CA
• 01/2019 → 10/2019
  J.P. Morgan Securities Llc
  Bakersfield, CA
• 10/2019 → 01/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bakersfield, CA
• 10/2019 → 01/2022
  Bank Of America, N.A.
  Bakersfield, CA
• 01/2022 → Present
  Gwfs Equities, Inc
  Greenwood Village, CO
• 01/2022 → Present
  Advised Assets Group, Llc
  Greenwood Village, CO

Previous Registrations

• 2020-08-03 → 2022-01-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Bakersfield, CA
  Selma, CA

Exams

• S66 Uniform Combined State Law Examination
  2020-07-31
• S63 Uniform Securities Agent State Law Examination
  2019-05-06

Other Names

• Katerina Soto
• Katerina C Soto
• Katerina Carlie Soto