Katherine L Knapp

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-04-06
MD	RA	APPROVED	2005-09-13

Branch Locations

Centreville, MD • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Easton	MD	12/2000	Present
Bank Of America, N.A.	Easton	MD	10/2015	Present

12/2000 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Easton, MD
10/2015 → Present

Bank Of America, N.A.

Easton, MD

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-09-06

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