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Katherine L Knapp

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Easton, MD

Centreville, MD

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-04-06
MD RA APPROVED 2005-09-13
  • TX RA
    APPROVED_RES
    Since 2009-04-06
  • MD RA
    APPROVED
    Since 2005-09-13

Branch Locations

114 Bay St, Easton, MD 21601 • United States

Centreville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Easton MD 12/2000 Present
Bank Of America, N.A. Easton MD 10/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-06
  • S66 Uniform Combined State Law Examination
    2005-09-06
Other Names
  • Katie Knapp

View on SEC IAPD

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Other Offices

EAGLE STRATEGIES LLC · EASTON, MD
COMMONWEALTH FINANCIAL NETWORK · EASTON, MD
TRED AVON FAMILY WEALTH, LLC · EASTON, MD
MORGAN STANLEY · Easton, MD
PNC WEALTH MANAGEMENT LLC · EASTON, MD
ROBERT W. BAIRD & CO. INCORPORATED · EASTON, MD
CHARLES SCHWAB & CO., INC. · Easton, MD
FBB CAPITAL PARTNERS · EASTON, MD

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