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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-07-09
  • LA RA
    APPROVED
    Since 2026-07-09

Branch Locations

205 E Lockwood Street, Covington, LA 70433 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Griffin & Furman, Llc Covington LA 01/2022 Present
Northwestern Mutual Metairie LA 05/2019 12/2019
Griffin & Furman, Llc Covington LA 05/2020 12/2020
Jewish Community Center New Orleans LA 05/2017 08/2017
Acumen Fiscal Agent Mesa AZ 01/2019 12/2024
Unemployed Madisonville LA 11/2015 05/2017
Loyola University New Orleans New Orleans LA 08/2017 01/2019
Cetera Wealth Services, Llc Schaumburg IL 11/2025 Present
  • 01/2022 → Present
    Griffin & Furman, Llc
    Covington, LA
  • 05/2019 → 12/2019
    Northwestern Mutual
    Metairie, LA
  • 05/2020 → 12/2020
    Griffin & Furman, Llc
    Covington, LA
  • 05/2017 → 08/2017
    Jewish Community Center
    New Orleans, LA
  • 01/2019 → 12/2024
    Acumen Fiscal Agent
    Mesa, AZ
  • 11/2015 → 05/2017
    Unemployed
    Madisonville, LA
  • 08/2017 → 01/2019
    Loyola University New Orleans
    New Orleans, LA
  • 11/2025 → Present
    Cetera Wealth Services, Llc
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 05/2019; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: GRIFFIN & FURMAN, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX AND ACCOUNTING FIRM THAT OFFERS PERSONAL AND BUSINESS TAX AND ACCOUNTING SERVICES, AS WELL AS AUDITING SERVICES FOR CREDIT UNIONS, NON-PROFITS, GOVERNMENTAL ENTITIES, ETC.; START DATE: 01/2022; POSITION/TITLE/RELATIONSHIP: SENIOR AUDITOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: CONDUCT/LEAD AUDITS CONDUCTED PRIMARILY FOR CREDIT UNIONS. THE AUDITS CONSIST OF SUPERVISORY COMMITTEE ANNUAL AUDITS, QUARTERLY AUP, BANK SECRECY ACT, AUTOMATED CLEARINGHOUSE, ETC;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-01
  • S66 Uniform Combined State Law Examination
    2026-07-01

View on SEC IAPD

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