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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-12-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Marshall Pet Products | Wolcott | NY | 06/2013 | 12/2018 |
| Marshall Ingredients | Wolcott | NY | 05/2016 | 05/2017 |
| Dollar General | Williamson | NY | 12/2017 | 01/2018 |
| Fidelity Brokerage Services Llc | Rochester | NY | 01/2019 | 05/2021 |
| Safe Streets Usa | Webster | NY | 05/2021 | 06/2023 |
| Adt Security | Webster | NY | 05/2023 | 03/2024 |
| Park Avenue Securities Llc | Pittsford | NY | 04/2024 | 07/2024 |
| Primerica Financial Services | Rochester | NY | 07/2024 | 12/2024 |
| Pfs Investments Inc. | Rochester | NY | 09/2024 | 12/2024 |
| Alliance Advisory Group/Guardian Life Insurance Company | Buffalo | NY | 05/2024 | 07/2024 |
| Fidelity Investments | Rochester | NY | 01/2019 | 05/2021 |
| Jpmorgan Chase Bank, N.A. | Pittsford | NY | 12/2024 | Present |
| J.P. Morgan Securities Llc | Pittsford | NY | 12/2024 | Present |
| Alfred State College | Alfredd | NY | 08/2018 | 12/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2019-06-24 |
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