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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-18 |
| CA | RA | APPROVED | 2021-07-12 |
Branch Locations
50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States
4888 San Felipe Rd Ste 1, San Jose, CA 95135 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | San Jose | CA | 05/2016 | Present |
| Wells Fargo Clearing Services Llc | San Jose | CA | 01/2019 | Present |
RENTAL PROPERTY, INV RELATED, GURGAON, INDIA, 100% OWNERSHIP WITH SPOUSE, START 1/18/2021, ZERO HOURS PER MONTH, ZERO DURING TRADING. KINETIX INNOVATIONS; NOT INV RELATED; SAN JOSE, CA; 100% OWNERSHIP WITH SPOUSE; START: 12/15/2024; 1 HOURS A MONTH; 0 HOURS DURING TRADING; SPOUSE'S IT BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-09 |
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