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James Colten Bales

Edward Jones

Sevierville, TN

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-22
TN RA APPROVED 2019-08-07
  • TX RA
    APPROVED_RES
    Since 2022-04-22
  • TN RA
    APPROVED
    Since 2019-08-07

Branch Locations

704 Winfield Dunn Pkwy, Sevierville, TN 37876-5511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2019 Present
Westgate Resorts Gatlinburg TN 09/2016 02/2019
Under Armour Sevierville TN 09/2013 12/2016
  • 02/2019 → Present
    Edward Jones
    St Louis, MO
  • 09/2016 → 02/2019
    Westgate Resorts
    Gatlinburg, TN
  • 09/2013 → 12/2016
    Under Armour
    Sevierville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-02
  • S66 Uniform Combined State Law Examination
    2019-08-02

View on SEC IAPD

Other Firms

SILVER OAK SECURITIES, INCORPORATED
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PRIVATE ADVISOR GROUP, LLC
U.S. BANCORP ADVISORS, LLC
J.P. MORGAN SECURITIES LLC

Other Investors

ANDREW ROBERT WALLACE
Lisa Kay Helton
LEE KELLY LOFTON
Tyler Howard Helton
AMANDA COOK WEBB
JOHN GARY JOHNSON
JAMES CREATH RIDLEY
MATTHEW WHITAKER GATHAGAN

Other Offices

SILVER OAK SECURITIES, INCORPORATED · Sevierville, TN
EDWARD JONES · Sevierville, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · SEVIERVILLE, TN
AMERIPRISE FINANCIAL SERVICES, LLC · SEVIERVILLE, TN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Sevierville, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Sevierville, TN
EDWARD JONES · SEVIERVILLE, TN
PRIVATE ADVISOR GROUP, LLC · Sevierville, TN

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