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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-07-22 |
| IN | RA | APPROVED | 2026-05-15 |
| CT | RA | APPROVED | 2025-10-14 |
| UT | RA | APPROVED | 2025-10-14 |
| OR | RA | APPROVED | 2025-08-21 |
| MA | RA | APPROVED | 2025-05-22 |
| DC | RA | APPROVED | 2025-03-27 |
| VT | RA | APPROVED | 2024-08-30 |
| NE | RA | APPROVED | 2024-08-06 |
| NC | RA | APPROVED | 2024-05-29 |
| CA | RA | APPROVED | 2024-03-19 |
| SC | RA | APPROVED | 2024-01-03 |
| PA | RA | APPROVED | 2023-12-06 |
| AK | RA | APPROVED | 2023-10-10 |
| KS | RA | APPROVED | 2023-10-05 |
| MD | RA | APPROVED | 2023-08-08 |
| MI | RA | APPROVED | 2023-07-06 |
| GA | RA | APPROVED | 2023-05-25 |
| FL | RA | APPROVED | 2023-03-28 |
| AZ | RA | APPROVED | 2023-03-21 |
| TX | RA | APPROVED | 2023-01-10 |
| NY | RA | APPROVED | 2022-10-20 |
Branch Locations
600 Delaware Avenue, Buffalo, NY 14202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Buffalo | NY | 11/2019 | Present |
| Mass Mutual | Beaumont | TX | 01/2018 | 05/2018 |
| The Silo | Lewiston | NY | 05/2010 | 09/2019 |
| Park Avenue Securities | Buffalo | NY | 05/2020 | Present |
| Guardian Life Insurance Company | Grand Island | NY | 06/2024 | 04/2025 |
| Park Avenue Securities | Grand Island | NY | 06/2024 | 04/2025 |
| Park Avenue Securities | Lewiston | NY | 05/2025 | Present |
| Guardian Life Insurance Company | Lewiston | NY | 05/2025 | Present |
1) Ambassador Council Chair-I serve as the chair ambassador council, formally the junior board, for the PUNT Pediatric Cancer Collaborative and help with fundraising events and sponsorships, Start: 06/01/2023, Address: 712 Main St #103, Buffalo, NY 14202, 5 total hours per month; 0 during securities trading hours, Not Investment related, No annual compensation, 2) Research & Design-Employee sales representative, Start: 11/01/2023, Address: 721 Center St, Lewiston, NY 14092, 12 total hours per month; 0 during securities trading hours, Not Investment related, Less than 10% annual compensation, 3) Board Member-Porter Cup golf tournament, Start: 11/01/2024, Address: 505 Mountain View Drive Lewiston, NY 14092, 4 total hours per month; 0 during securities trading hours, Not Investment related, No annual compensation, 4) Insurance other than Guardian, Start date: 08/11/2025, Address: 600 Delaware Ave. Buffalo NY 14202, 2 total hour per month; 2 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2022-01-31 |
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