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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-01-26
TX RA APPROVED 2019-12-05
OH RA APPROVED 2019-10-18
WV RA APPROVED 2019-10-18
  • FL RA
    APPROVED
    Since 2021-01-26
  • TX RA
    APPROVED
    Since 2019-12-05
  • OH RA
    APPROVED
    Since 2019-10-18
  • WV RA
    APPROVED
    Since 2019-10-18

Branch Locations

352 Second Avenue, Gallipolis, OH 45631 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mountwest Comm. & Tech. Coll. Huntington WV 01/2009 01/2019
J.J.B. Hilliard W.L. Lyons, Llc Gallipolis OH 01/2019 Present
Robert W. Baird & Co. Incorporated Gallipolis OH 10/2019 Present
  • 01/2009 → 01/2019
    Mountwest Comm. & Tech. Coll.
    Huntington, WV
  • 01/2019 → Present
    J.J.B. Hilliard W.L. Lyons, Llc
    Gallipolis, OH
  • 10/2019 → Present
    Gallipolis, OH
Previous Registrations
  • 2019-04-22 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Gallipolis, OH
Other Businesses

Name/Address: Gallia County Port Authority / Gallipolis, OH 45631 Start date: 11/12/2025 Hours spent: 1 - 5/month Hours spent during trading Hours: 5/mo Role/Responsibility: Board Member Not Investment related VIVID ANATOMY/HOTBILLYS LLC, INC 39 PRIVATE DRIVE 220 PROCTORVILLE, OH 45669 EST. 08/26/2015. I am a co-founder of VIVID ANATOMY, INC. We are a non-investment related company that grows and processes a line of smoked hot pepper powders to be sold at farmer's markets and similiar venues. My primary roles are in production and processing of the powder, as well as, marketing and branding. I devote approximately 20hrs/month to the business, none of which occur during trading hours (primarily weekends).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-19
  • S66 Uniform Combined State Law Examination
    2019-04-19
Other Names
  • Nick Smith

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