Nicholas Edwin Smith

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 01/2019
  Mountwest Comm. & Tech. Coll.
  Huntington, WV
• 01/2019 → Present
  J.J.B. Hilliard W.L. Lyons, Llc
  Gallipolis, OH
• 10/2019 → Present
  Robert W. Baird & Co. Incorporated
  Gallipolis, OH

Previous Registrations

• 2019-04-22 → 2019-10-18
  J.J.B. Hilliard, W.L. Lyons, Llc
  Gallipolis, OH

Other Businesses

Name/Address: Gallia County Port Authority / Gallipolis, OH 45631 Start date: 11/12/2025 Hours spent: 1 - 5/month Hours spent during trading Hours: 5/mo Role/Responsibility: Board Member Not Investment related VIVID ANATOMY/HOTBILLYS LLC, INC 39 PRIVATE DRIVE 220 PROCTORVILLE, OH 45669 EST. 08/26/2015. I am a co-founder of VIVID ANATOMY, INC. We are a non-investment related company that grows and processes a line of smoked hot pepper powders to be sold at farmer's markets and similiar venues. My primary roles are in production and processing of the powder, as well as, marketing and branding. I devote approximately 20hrs/month to the business, none of which occur during trading hours (primarily weekends).

Exams

• S66 Uniform Combined State Law Examination
  2019-04-19

Other Names

• Nick Smith