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Aaron Anthony Franklin

Ameriprise Financial Services, LLC

Indianapolis, IN

Indianapolis, IN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-19
IN RA APPROVED 2023-09-12
  • TX RA
    APPROVED
    Since 2023-09-19
  • IN RA
    APPROVED
    Since 2023-09-12

Branch Locations

250 E 96Th St Ste 580, Indianapolis, IN 46240 • United States

Indianapolis, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 01/2019 11/2020
American Alternative Investment Indianapolis IN 07/2018 11/2018
Dick's Sporting Goods Muncie IN 11/2017 07/2018
Ball State University Muncie IN 02/2016 02/2018
Finishline Findlay OH 06/2015 10/2017
Unemployed Indianapolis IN 11/2018 01/2019
Ameriprise Financial Services, Llc Carmel IN 11/2020 Present
  • 01/2019 → 11/2020
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 07/2018 → 11/2018
    American Alternative Investment
    Indianapolis, IN
  • 11/2017 → 07/2018
    Dick's Sporting Goods
    Muncie, IN
  • 02/2016 → 02/2018
    Ball State University
    Muncie, IN
  • 06/2015 → 10/2017
    Finishline
    Findlay, OH
  • 11/2018 → 01/2019
    Unemployed
    Indianapolis, IN
  • 11/2020 → Present
    Ameriprise Financial Services, Llc
    Carmel, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-14
S63 Uniform Securities Agent State Law Examination 2019-09-13
  • S65 Uniform Investment Adviser Law Examination
    2023-07-14
  • S63 Uniform Securities Agent State Law Examination
    2019-09-13
Other Names
  • Aaron A Franklin
  • Aaron Franklin

View on SEC IAPD

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Other Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
INVESTMENT ADVISORS OF INDIANAPOLIS INC · INDIANAPOLIS, IN
BAXTER CAPITAL MANAGEMENT INC · INDIANAPOLIS, IN

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