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Kenneth Cody Masoner

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX

Bellevue, WA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-09
WA RA APPROVED 2022-12-08
  • TX RA
    APPROVED
    Since 2022-12-09
  • WA RA
    APPROVED
    Since 2022-12-08

Branch Locations

13355 Noel Rd, Dallas, TX 75240 • United States

10400 Ne 4Th St, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Fenner, Pierce And Smith Inc Bellevue WA 01/2019 11/2021
Bank Of America, N.A. Seattle WA 11/2014 01/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bellevue WA 11/2022 Present
Unemployed Garland TX 11/2021 10/2022
  • 01/2019 → 11/2021
    Merrill Lynch, Fenner, Pierce And Smith Inc
    Bellevue, WA
  • 11/2014 → 01/2019
    Bank Of America, N.A.
    Seattle, WA
  • 11/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Bellevue, WA
  • 11/2021 → 10/2022
    Unemployed
    Garland, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-26
  • S66 Uniform Combined State Law Examination
    2019-08-26
Other Names
  • Kenneth Masoner

View on SEC IAPD

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