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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2022-08-18
TX RA APPROVED 2018-02-16
MN RA APPROVED 2013-11-18
  • OK RA
    APPROVED
    Since 2022-08-18
  • TX RA
    APPROVED
    Since 2018-02-16
  • MN RA
    APPROVED
    Since 2013-11-18

Branch Locations

751 Prentice St, Granite Falls, MN 56241 • United States

209 Manitoba St, Spicer, MN 56288 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Spicer MN 04/2005 Present
Thrivent Financial For Lutherans Appleton WI 07/2005 Present
Other Businesses

WASKA SHORES LLC POSITION: Co Owner NATURE: LLC being created to for rental purposes. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2021 ADDRESS: 140 80th Ave, Danvers MN 56231, United States DESCRIPTION: Managing the property and books BSM PROPERTIES POSITION: Owner NATURE: LLC is being created to limit liability on a lake cabin that will rented on a part time basis INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 07/07/2021 ADDRESS: 20657 89th St NE, New London MN 56273, United States DESCRIPTION: Managing the property. BCM PROPERTIES POSITION: Co Owner 50% Ben Munsch, Co owner David Johnson 25%, Co Owner, Adam Schroeder 25% NATURE: Created for lease purposes of office property and to limit personal liability. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2014 ADDRESS: 20657 89th St NE, New London MN 56273, United States DESCRIPTION: Landlord Duties FARM INCOME POSITION: Owner NATURE: Farm Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 1 START DATE: 03/08/2024 ADDRESS: 20657 89th ST NE, New London MN 56273, United States DESCRIPTION: Land Ownership

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-16
  • S66 Uniform Combined State Law Examination
    2005-06-16
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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