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Karla Rose Boor

Rbc Capital Markets, LLC

Fort Collins, CO

Johnstown, CO

CRD 7062910

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-27
CO RA APPROVED 2022-07-07
  • TX RA
    APPROVED
    Since 2022-09-27
  • CO RA
    APPROVED
    Since 2022-07-07

Branch Locations

3491 East Harmony Road Suite 210, Fort Collins, CO 80528-9669 • United States

Johnstown, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Fort Collins CO 01/2019 Present
Uchealth Heart And Cardiovascular Center Fort Collins CO 12/2017 12/2018
Lemay Avenue Health And Rehab. Fort Collins CO 01/2015 12/2018
  • 01/2019 → Present
    Rbc Capital Markets, Llc
    Fort Collins, CO
  • 12/2017 → 12/2018
    Uchealth Heart And Cardiovascular Center
    Fort Collins, CO
  • 01/2015 → 12/2018
    Lemay Avenue Health And Rehab.
    Fort Collins, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-06
  • S66 Uniform Combined State Law Examination
    2022-07-06
Other Names
  • Karla Rose Romero

View on SEC IAPD

Nearby Firms

EQUITABLE ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES

Nearby Investors

RALPH TALBERT SHINN
Karl W Harman
John Michael Booton

Nearby Offices

EQUITABLE ADVISORS, LLC · FORT COLLINS, CO
AMERIPRISE FINANCIAL SERVICES, LLC · FORT COLLINS, CO
EDWARD JONES · FT COLLINS, CO

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