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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-12
FL RA APPROVED 2025-02-26
PA RA APPROVED 2022-05-16
  • TX RA
    APPROVED
    Since 2026-01-12
  • FL RA
    APPROVED
    Since 2025-02-26
  • PA RA
    APPROVED
    Since 2022-05-16

Branch Locations

Davenport, FL • United States

1140 Highway 315 Blvd Suite 203, Wilkes-Barre, PA 18702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Of America Wilkes Barre PA 10/1998 05/2022
Park Avenue Securities Llc Wilkes Barre PA 05/1999 05/2022
Massmutual Life Insurance Co Wilkes-Barre PA 05/2022 Present
Mml Investors Services, Llc Wilkes-Barre PA 05/2022 Present
  • 10/1998 → 05/2022
    Guardian Life Insurance Co Of America
    Wilkes Barre, PA
  • 05/1999 → 05/2022
    Wilkes Barre, PA
  • 05/2022 → Present
    Massmutual Life Insurance Co
    Wilkes-Barre, PA
  • 05/2022 → Present
    Wilkes-Barre, PA
Previous Registrations
Other Businesses

(1) Name: Ian Hastings Inv rel: Y Addr: At residential address Nature: Outside insurance - life, disability, long-term care, fixed annuities Position: Agent Start: 01/01/1999 No hrs/mo: 2 No hrs/mo dur trading: 2 Duties: Sell other insurance products. (2) Name: Meridian Financial Partners, LLC, Inv Rel: Y Addr: 1140 Highway 315, Suite 203, Wilkes Barre PA 18711, Nature: Holding Company, Position: Partner, Start: 10/01/2013, No Hr/Mo: 3 No Hr/Mo Dur Trading: 3, Duties: Office management, pass through entity for expenses.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-27
S63 Uniform Securities Agent State Law Examination 1998-10-27
  • S65 Uniform Investment Adviser Law Examination
    2001-08-27
  • S63 Uniform Securities Agent State Law Examination
    1998-10-27
Designations
  • Chartered Financial Consultant
Other Names
  • Ian Robert Hastings

View on SEC IAPD

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