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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-12 |
| FL | RA | APPROVED | 2025-02-26 |
| PA | RA | APPROVED | 2022-05-16 |
Branch Locations
1140 Highway 315 Blvd Suite 203, Wilkes-Barre, PA 18702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Wilkes Barre | PA | 10/1998 | 05/2022 |
| Park Avenue Securities Llc | Wilkes Barre | PA | 05/1999 | 05/2022 |
| Massmutual Life Insurance Co | Wilkes-Barre | PA | 05/2022 | Present |
| Mml Investors Services, Llc | Wilkes-Barre | PA | 05/2022 | Present |
(1) Name: Ian Hastings Inv rel: Y Addr: At residential address Nature: Outside insurance - life, disability, long-term care, fixed annuities Position: Agent Start: 01/01/1999 No hrs/mo: 2 No hrs/mo dur trading: 2 Duties: Sell other insurance products. (2) Name: Meridian Financial Partners, LLC, Inv Rel: Y Addr: 1140 Highway 315, Suite 203, Wilkes Barre PA 18711, Nature: Holding Company, Position: Partner, Start: 10/01/2013, No Hr/Mo: 3 No Hr/Mo Dur Trading: 3, Duties: Office management, pass through entity for expenses.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-27 |
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