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2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2020-10-06 |
Branch Locations
1600 W University Ave Ste 215, Flagstaff, AZ 86001 • United States
421 E Moeller St, Prescott, AZ 86301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ae Wealth Management, Llc | Topeka | KS | 01/2019 | Present |
| United Financial Solutions, Llc | Prescott | AZ | 04/2007 | 08/2020 |
| Onwealth Retirement Resources Llc | Eugene | OR | 10/2018 | Present |
| Summit Retirement Services | Flagstaff | AZ | 08/2020 | Present |
SUMMIT RETIREMENT SERVICES; YES INVESTMENT RELATED; 421 E. MOELLER ST., PRESCOTT, AZ 86301; INSURANCE SALES; OWNER; START DATE 08/2020; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-20 |
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