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Kenneth Patrick Nowland

Ae Wealth Management, LLC

Flagstaff, AZ

Prescott, AZ

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Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2020-10-06
  • AZ RA
    APPROVED
    Since 2020-10-06

Branch Locations

1600 W University Ave Ste 215, Flagstaff, AZ 86001 • United States

421 E Moeller St, Prescott, AZ 86301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ae Wealth Management, Llc Topeka KS 01/2019 Present
United Financial Solutions, Llc Prescott AZ 04/2007 08/2020
Onwealth Retirement Resources Llc Eugene OR 10/2018 Present
Summit Retirement Services Flagstaff AZ 08/2020 Present
  • 01/2019 → Present
    Topeka, KS
  • 04/2007 → 08/2020
    United Financial Solutions, Llc
    Prescott, AZ
  • 10/2018 → Present
    Onwealth Retirement Resources Llc
    Eugene, OR
  • 08/2020 → Present
    Summit Retirement Services
    Flagstaff, AZ
Other Businesses

SUMMIT RETIREMENT SERVICES; YES INVESTMENT RELATED; 421 E. MOELLER ST., PRESCOTT, AZ 86301; INSURANCE SALES; OWNER; START DATE 08/2020; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-20
  • S65 Uniform Investment Adviser Law Examination
    2018-12-20

View on SEC IAPD

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