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Amparo Mauricio

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-28
  • TX RA
    APPROVED
    Since 2022-06-28

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Westlake TX 06/2019 02/2023
Td Ameritrade Southlake TX 01/2019 06/2019
Bank Of America Fort Worth TX 12/2018 04/2019
Metro By T-Mobile Fort Worth TX 04/2016 12/2018
Charles Schwab & Co., Inc. Westlake TX 02/2023 Present
  • 06/2019 → 02/2023
    Td Ameritrade, Inc.
    Westlake, TX
  • 01/2019 → 06/2019
    Td Ameritrade
    Southlake, TX
  • 12/2018 → 04/2019
    Bank Of America
    Fort Worth, TX
  • 04/2016 → 12/2018
    Metro By T-Mobile
    Fort Worth, TX
  • 02/2023 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
Previous Registrations
  • 2019-10-22 → 2022-10-14
    Td Ameritrade, Inc.
    Westlake, TX
    Westlake, TX
  • 2019-10-22 → 2021-02-22
    Td Ameritrade Investment Management, Llc
    Southlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-21
  • S66 Uniform Combined State Law Examination
    2019-10-21
Other Names
  • Amparo Sanchez-Arriaga

View on SEC IAPD

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EDWARD WHALEN
BRANDON JAMES GOODWIN

Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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