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Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-04-09
NY RA APPROVED 2026-04-09
  • IL RA
    APPROVED
    Since 2026-04-09
  • NY RA
    APPROVED
    Since 2026-04-09

Branch Locations

Surfside, FL • United States

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. New York NY 12/2017 11/2022
Ascendo Resources 2 Alhambra Plaza Suite Ph 2-A, Coral Gables, Fl 33 FL 04/2015 09/2017
Hsbc Bank Usa, N.A. New York NY 09/2017 Present
Hsbc Securities (Usa) Inc New York NY 10/2024 Present
  • 12/2017 → 11/2022
    New York, NY
  • 04/2015 → 09/2017
    Ascendo Resources
    2 Alhambra Plaza Suite Ph 2-A, Coral Gables, Fl 33, FL
  • 09/2017 → Present
    Hsbc Bank Usa, N.A.
    New York, NY
  • 10/2024 → Present
    New York, NY
Other Businesses

• the name of the other business- Rental Property • whether the business is investment-related- No • the address of the other business- 4343 N Clarendon Ave apt 2014 Chicago IL 60613 • the nature of the other business- Rental own condo • your position-Owner • title, or relationship with the other business-Owner • the start date of your relationship-8/1/2026 • the approximate number of hours/month you devote to the other business- 4 hours per annum • the number of hours you devote to the other business during securities trading hours- Zero and briefly describe your duties relating to the other business- sole owner of a rental property in Illinois.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-09
  • S66 Uniform Combined State Law Examination
    2026-04-09
Other Names
  • Shirley Vieira Snell

View on SEC IAPD

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