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Hsbc Securities (Usa) Inc. CRD 19585
$3.84B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-04-09 |
| NY | RA | APPROVED | 2026-04-09 |
Branch Locations
66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | New York | NY | 12/2017 | 11/2022 |
| Ascendo Resources | 2 Alhambra Plaza Suite Ph 2-A, Coral Gables, Fl 33 | FL | 04/2015 | 09/2017 |
| Hsbc Bank Usa, N.A. | New York | NY | 09/2017 | Present |
| Hsbc Securities (Usa) Inc | New York | NY | 10/2024 | Present |
• the name of the other business- Rental Property • whether the business is investment-related- No • the address of the other business- 4343 N Clarendon Ave apt 2014 Chicago IL 60613 • the nature of the other business- Rental own condo • your position-Owner • title, or relationship with the other business-Owner • the start date of your relationship-8/1/2026 • the approximate number of hours/month you devote to the other business- 4 hours per annum • the number of hours you devote to the other business during securities trading hours- Zero and briefly describe your duties relating to the other business- sole owner of a rental property in Illinois.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-09 |
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