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Reece Roubic

Thrivent Investment Management Inc.

Los Angeles, CA

Cedarburg, WI

CRD 7062234

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-01-08
CA RA APPROVED 2022-11-18
  • WI RA
    APPROVED
    Since 2024-01-08
  • CA RA
    APPROVED
    Since 2022-11-18

Branch Locations

Los Angeles, CA • United States

236 Hamilton Rd, Cedarburg, WI 53012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Pasadena CA 01/2020 09/2022
Ameriprise Financial Services, Llc Fort Wright KY 01/2019 09/2019
University Of Cincinnati Cincinnati OH 08/2014 12/2018
Unemployed Cincinnati OH 11/2019 01/2020
Cincinnati Bell Cincinnati OH 07/2016 12/2016
Fund Evaluation Group Cincinnati OH 08/2017 05/2018
Thrivent Investment Management Inc Cedarburg WI 11/2022 Present
Thrivent Financial Appleton WI 11/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-14
  • S66 Uniform Combined State Law Examination
    2021-05-14
Other Names
  • Reece Timothy Roubic

View on SEC IAPD

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