Joseph John Fisher

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 04/2019
  South Congress Hotel
  Austin, TX
• 04/2018 → 04/2019
  Axa Advisors
  New York, NY
• 04/2019 → 08/2019
  Unemployed
  Austin, TX
• 09/2019 → 06/2021
  Voya Financial Advisors, Inc.
  Austin, TX
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF ENTITY:HIMELICK FINANCIAL GROUP; Yes; 7200 N MO PAC EXPY STE 170; AUSTIN; TX; 78731; FINANCIAL SERVICES/DBA; CLIENT SERVICES MANAGER; 9/4/2019; 180; 40; ASSIST THE ADVISORS AND SERVICE THE CLIENTS ON ACCOUNTS AND FINANCIAL PLANNING NEEDS; 2. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: TWITCH STREAMING; START DATE: 7/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: CONTENT CREATION (GAMING);

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-03-01
• S63 Uniform Securities Agent State Law Examination
  2018-10-26

Designations

• Chartered Financial Consultant

Other Names

• Joseph Fisher