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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-01-03
  • PA RA
    APPROVED
    Since 2023-01-03

Branch Locations

300 Willowbrook Lane, Suite 315, West Chester, PA 19382 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Planning Associates, Llc West Chester PA 01/2019 Present
Lpl Financial Llc West Chester PA 01/2019 Present
Lidl Us Philadelphia PA 07/2017 12/2018
Lidl Us Philadelphia PA 05/2016 06/2017
Private Advisor Group, Llc Morristown NJ 12/2022 Present
  • 01/2019 → Present
    Financial Planning Associates, Llc
    West Chester, PA
  • 01/2019 → Present
    Lpl Financial Llc
    West Chester, PA
  • 07/2017 → 12/2018
    Lidl Us
    Philadelphia, PA
  • 05/2016 → 06/2017
    Lidl Us
    Philadelphia, PA
  • 12/2022 → Present
    Morristown, NJ
Other Businesses

1)8/12/2020- Financial Planning Associates, LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- Chester, PA- 100% 2)8/12/2020- FPA Wealth Management- DBA for LPL Business (entity for LPL business)- Inv. Related- Chester, PA- 100% 3)1/26/2023 - No Business Name - Investment Related - Philadelphia, PA 19146 - Real Estate Rental - Start Date - 10/23/2021 - 0 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-23
  • S66 Uniform Combined State Law Examination
    2022-11-23
Other Names
  • Lauren Emilia Vickers

View on SEC IAPD

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