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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-28
MD RA APPROVED 2022-11-25
  • TX RA
    APPROVED
    Since 2022-11-28
  • MD RA
    APPROVED
    Since 2022-11-25

Branch Locations

100 International Dr, Baltimore, MD 21202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Genesis Healthcare Takoma Park MD 09/2015 07/2018
Atlantic Fireproofing Cheverly MD 07/2018 01/2019
Raymond James Financial Services, Inc - Richard H. Wagener Columbia MD 01/2019 09/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia MD 09/2022 Present
  • 09/2015 → 07/2018
    Genesis Healthcare
    Takoma Park, MD
  • 07/2018 → 01/2019
    Atlantic Fireproofing
    Cheverly, MD
  • 01/2019 → 09/2022
    Raymond James Financial Services, Inc - Richard H. Wagener
    Columbia, MD
  • 09/2022 → Present
    Columbia, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-19
  • S66 Uniform Combined State Law Examination
    2022-08-19
Other Names
  • Sean Michael Monaco
  • Sean Monaco

View on SEC IAPD

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