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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-09-05 |
| TX | RA | APPROVED | 2023-09-05 |
Branch Locations
1200 South Pine Island Road Suite 800, Plantation, FL 33324 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Ft. Lauderdale | FL | 01/2020 | 03/2022 |
| Td Ameritrade | Ft. Lauderdale | FL | 01/2019 | 12/2019 |
| Regions Bank | Palm Beach Gardens | FL | 10/2018 | 12/2018 |
| Td Bank | Winter Park | FL | 10/2015 | 08/2018 |
| E*Trade Capital Management Llc | Ft. Lauderdale | FL | 10/2020 | 03/2022 |
| E*Trade Capital Management Llc | Plantation | FL | 03/2022 | 04/2022 |
| E*Trade Securities Llc | Plantation | FL | 03/2022 | 04/2022 |
| E*Trade Securities Llc | Plantation | FL | 04/2022 | Present |
| E*Trade Capital Management Llc | Plantation | FL | 04/2022 | Present |
| Morgan Stanley | Plantation | FL | 01/2023 | Present |
| Morgan Stanley | Plantation | FL | 09/2023 | Present |
| Morgan Stanley | Plantation | FL | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 2020-03-14 |
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