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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2024-11-14 |
Branch Locations
2 Ash Street, Hollis, NH 03049 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Hollis | NH | 12/2018 | 11/2024 |
| Tufts University | Medford | MA | 06/2008 | 10/2019 |
| Prudential Insurance Company Of America | Hollis | NH | 04/2019 | Present |
| Lpl Enterprise, Llc | Hollis | NH | 11/2024 | Present |
1) 08/22/2024- Notary Public State of NH- Inv Related- Hollis, NH- Start Date 02/04/2020- 0hrs/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-12 |
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