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Richard Montoya

Strategic Advisers LLC

Petaluma, CA

San Rafael, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Petaluma, CA • United States

1000 4Th Street, San Rafael, CA 94901-3122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank, N.A. San Rafael CA 12/2015 08/2019
California Army National Guard Dublin CA 05/2014 05/2022
J.P. Morgan Securities Llc San Rafael CA 01/2019 08/2019
Wells Fargo Bank Na Mill Valley CA 08/2019 05/2022
Wells Fargo Clearing Services Llc Mill Valley CA 08/2019 05/2022
Fidelity Investments Larkspur CA 05/2022 Present
Fidelity Investments Boston MA 03/2025 Present
  • 12/2015 → 08/2019
    Jp Morgan Chase Bank, N.A.
    San Rafael, CA
  • 05/2014 → 05/2022
    California Army National Guard
    Dublin, CA
  • 01/2019 → 08/2019
    J.P. Morgan Securities Llc
    San Rafael, CA
  • 08/2019 → 05/2022
    Wells Fargo Bank Na
    Mill Valley, CA
  • 08/2019 → 05/2022
    Wells Fargo Clearing Services Llc
    Mill Valley, CA
  • 05/2022 → Present
    Fidelity Investments
    Larkspur, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2022-05-23 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Larkspur, CA
  • 2021-03-05 → 2022-05-12
    Wells Fargo Clearing Services, Llc
    Corte Madera, CA
    Mill Valley, CA
    San Francisco, CA
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-05
S63 Uniform Securities Agent State Law Examination 2019-04-23
  • S66 Uniform Combined State Law Examination
    2021-03-05
  • S63 Uniform Securities Agent State Law Examination
    2019-04-23

View on SEC IAPD

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