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Gw Financial CRD 110478
$134M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5470 Kietzke Lane Suite 300, Reno, NV 89511 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2020-08-31 |
| TX | RA | APPROVED | 2015-07-10 |
| CA | RA | APPROVED | 2014-06-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gw Financial Fka Glenn Woody Financial Consultants, Inc. | Costa Mesa | CA | 12/2010 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-08-18 |
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