Carolina Costa Candia

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 01/2026
  Hsbc Bank Usa, N.A.
  Miami, FL
• 06/2019 → 01/2026
  Hsbc Securities (Usa) Inc.
  Miami, FL
• 01/2026 → Present
  Morgan Stanley Smith Barney Llc
  Miami, FL
• 03/2026 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2021-07-12 → 2026-01-14
  Hsbc Securities (Usa) Inc.
  Miami, FL

Exams

• S66 Uniform Combined State Law Examination
  2021-07-10

Other Names

• Carolina Piedade Costa
• Carolina Costa
• Carolina Costa Candia