Thomas Joseph Rayton

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 05/2018
  Texas A & M University
  College Station, TX
• 06/2018 → 01/2019
  Genghis Grill
  Spring, TX
• 01/2019 → 02/2019
  Unemployed
  Spring, TX
• 03/2019 → 08/2019
  Axa Advisors, Llc
  The Woodlands, TX
• 08/2019 → 10/2019
  Aon
  The Woodlands, TX
• 11/2019 → 07/2020
  Jpmorgan Chase Bank, N.A.
  Montgomery, TX
• 11/2019 → 07/2020
  Jp Morgan Securities Llc
  Montgomery, TX
• 11/2020 → 12/2023
  Td Ameritrade, Inc.
  Westlake, TX
• 07/2020 → 10/2020
  Unemployed
  Houston, TX
• 02/2024 → Present
  Fisher Investments
  Plano, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-04-08
• S63 Uniform Securities Agent State Law Examination
  2019-05-03

Other Names

• Thomas Joseph Rayton
• Thomas Joseph Rayton
• Thomas J. Rayton
• Tj Rayton