Katherine Bushong Mills

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2019 → 10/2022
  Goldman Sachs & Co. Llc
  Houston, TX
• 07/2016 → 11/2018
  Gerson Lehrman Group
  Austin, TX
• 12/2018 → 12/2018
  Unemployed
  Houston, TX
• 12/2022 → 12/2022
  Unemployed
  Houston, TX
• 01/2023 → 04/2024
  Jpmorgan Chase Bank, Na
  Houston, TX
• 01/2023 → 04/2024
  Jpmorgan Securities Llc
  Houston, TX
• 05/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 05/2024 → Present
  Bank Of America N.A.
  Houston, TX

Previous Registrations

• 2023-01-26 → 2024-04-20
  J.P. Morgan Securities Llc
  Houston, TX

Exams

• S66 Uniform Combined State Law Examination
  2023-01-26
• S63 Uniform Securities Agent State Law Examination
  2019-03-09

Other Names

• Katherine Carlyle Bushong
• Katie Bushong
• Katherine C Bushong
• Katherine Bushong Mills
• Katherine B Mills