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Current Employers
Caliber Wealth Management, Llc

6201 College Blvd Suite 650, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-16
KS RA APPROVED 2024-07-15
  • TX RA
    APPROVED
    Since 2024-07-16
  • KS RA
    APPROVED
    Since 2024-07-15

Branch Locations

6201 College Blvd Suite 650, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Overland Park KS 04/2005 02/2020
Raymond James Financial Services, Inc. Overland Park KS 02/2020 10/2024
Raymond James Financial Services Advisors, Inc. Overland Park KS 02/2020 10/2024
Caliber Wealth Management Llc Overland Park KS 11/2020 Present
Previous Registrations
Other Businesses

(1) Name of Business: New Life Christian Academy Address: 17935 Moonlight Rd, Gardner, KS, 66030, United States Activity Type: Non profit Position/Title: Chair of the Board, Founder, Officer - President Investment Related: Yes Start Date: 11/23/2020 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Chairman - NLCA Board of Directors. (2) Name of Business: Runnin' W Ranch LLC Address: 28836 W 150th St, Gardner, KS, 66030, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/01/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing partner / owner of personal investment of land / equipment near Mound City KS. (3) Name of Business: Sunflower Real Estate, LLC Location: Olathe, KS, United States Activity Type: Real estate business. Position/Title: LLC Member/Manager, Investment Related: Yes Start Date: 2026. Hours per month devoted to this business: less that 5 hours per month devoted to this business outside of trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-19
  • S66 Uniform Combined State Law Examination
    2005-09-19
Other Names
  • Mike Ray Ward

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