David Lee Roberts

Employer firm

Arete Wealth Advisors, LLC CRD 145488

$2.75B regulatory AUM 35 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2019 → Present
  Center Street Advisors, Inc
  Nashville, TN
• 05/2018 → Present
  Roberts Tax And Retirement Planning Llc
  Gilbert, AZ
• 04/2010 → 05/2018
  Roberts Tax Advisory
  Gilbert, AZ
• 01/2014 → Present
  Mohave Community College
  Kingman, AZ
• 10/2015 → 05/2018
  Montini And Farrah Tax Advisory Group
  Phoenix, AZ
• 03/2023 → Present
  Arete Wealth Advisors, Llc
  Chicago, IL

Previous Registrations

• 2019-01-14 → 2023-06-13
  Center Street Advisors, Inc.
  Gilbert, AZ
  Nashville, TN

Other Businesses

-I am currently engaged with Roberts Tax and Retirement Planning. I provide retirement and tax planning. I conduct social security seminars monthly. I also generate tax returns over the course of tax season. The business started in 2010 and is still presently active. I changed the name from Roberts Tax Advisory to Roberts Tax and Retirement Planning. -Grand Canyon University, Adjunct Faculty, 20 hours per month during trading hours, Teacher for business course, Start date- 8/1/2023.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-12-06