Thomas M Pancoast

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2018 → 11/2018
  Pancoast Construction
  West Chester, PA
• 06/2013 → 06/2018
  Penn State
  University Park, PA
• 05/2019 → 06/2020
  Raymond James & Associates, Inc.
  New York, NY
• 12/2018 → 05/2019
  Lord Abbett
  Jersey City, NJ
• 06/2020 → 08/2021
  Mpb Wealth Management, Llc
  Harrisburg, PA
• 08/2021 → 08/2022
  Morgan Stanley
  New York, NY
• 09/2022 → Present
  Lpl Financial Llc
  Nashville, TN

Previous Registrations

• 2021-08-28 → 2022-09-29
  Morgan Stanley
  New York, NY
• 2020-11-12 → 2021-08-10
  Mpb Wealth Management, Llc
  Malvern, PA
  Harrisburg, PA
• 2019-05-14 → 2020-06-15
  Raymond James & Associates, Inc.
  New York, NY
• 2019-02-20 → 2019-05-10
  Lord, Abbett & Co. Llc
  Jersey City, NJ

Other Businesses

1) 01/29/2024 - Hickory Hill Capital - Inv Related - At Reported Business location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/8/2024 - 0 Hrs/Mo.

Exams

• S66 Uniform Combined State Law Examination
  2019-02-15

Other Names

• Thomas Pancoast
• Thomas Pancoast
• Thomas Matthew Pancoast
• Thomas M Pancoast