Marcin Urbanowicz

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-08-13
TX	RA	APPROVED	2019-08-13

CA RA
APPROVED

Since 2019-08-13
TX RA
APPROVED

Since 2019-08-13

Branch Locations

8506 W Deer Valley Rd Ste 100, Peoria, AZ 85382 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cadaret, Grant & Co., Inc.	Peoria	AZ	09/2006	08/2019
Rock Martin Private Wealth Management	Peoria	AZ	02/2008	Present
Lpl Financial	Peoria	AZ	08/2019	Present

09/2006 → 08/2019

Cadaret, Grant & Co., Inc.

Peoria, AZ
02/2008 → Present

Rock Martin Private Wealth Management

Peoria, AZ
08/2019 → Present

Lpl Financial

Peoria, AZ

Previous Registrations

2007-08-31 → 2019-08-15

Cadaret, Grant & Co., Inc.

Williamsville, NY

Peoria, AZ

Orchard Park, NY
2005-07-12 → 2006-03-13

Morgan Stanley Dw Inc.

Williamsville, NY

Other Businesses

1)2008 - DBA for LPL Business (entity for LPL business) - Rock Martin Private Wealth Management - 100% - INVESTMENT RELATED - PEORIA, AZ 2)2006 - Tax Prep/Accounting/CPA - MARCIN URBANOWICZ - 8% - INVESTMENT RELATED - PEORIA, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-07-11

S66 Uniform Combined State Law Examination

2005-07-11

Designations

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews