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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-06 |
| OH | RA | APPROVED | 2022-10-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wright Patt Credit Union | Englewood | OH | 08/2015 | 11/2016 |
| Mainsource Bank | Sharonville | OH | 12/2016 | 09/2017 |
| Fifth Third Bank | Centerville | OH | 09/2017 | 11/2018 |
| Jpmorgan Chase Bank, N.A. | Miamisburg | OH | 12/2018 | 11/2021 |
| J.P. Morgan Securities, Llc | Miamisburg | OH | 12/2018 | 09/2020 |
| J.P. Morgan Securities Llc | Westerville | OH | 02/2022 | 05/2022 |
| Jpmorgan Chase Bank, N.A. | Westerville | OH | 02/2022 | 05/2022 |
| Alex Ottney Llc | Lewis Center | OH | 11/2021 | 01/2022 |
| Doordash | Lewis Center | OH | 10/2021 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Powell | OH | 07/2022 | Present |
| Bank Of America, N.A. | Powell | OH | 09/2022 | Present |
I also do doordash on the weekend for fun.I do a hour or two on the weekends and I deliver food or grocery shop for customer. Other Business Information: the name of the other business: Doordash Started 10/15/2021 and 0 hours during working hours. I work sometimes on the weekend from 7pm-9pm.Business is not investment related. the address of the other business: There is no location to report to so I use my residential: address 6892 trail path dr,lewis center ohio 43035 the nature of the other business: delivery of food your position: delivery driver of food title, or relationship with the other business: independent contractor the start date of your relationship:10/15/2021 the approximate number of hours/month you devote to the other business:2 -3 hours on the weekend no set schedule, usually in the evenings around dinner 7pm-9pm. the number of hours you devote to the other business during securities trading hours: 0 hours and briefly describe your duties relating to the other business: Delivery driver
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2022-04-14 |
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