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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-06
OH RA APPROVED 2022-10-21
  • TX RA
    APPROVED_RES
    Since 2022-12-06
  • OH RA
    APPROVED
    Since 2022-10-21

Branch Locations

8667 Columbus Pike, Lewis Center, OH 43035 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wright Patt Credit Union Englewood OH 08/2015 11/2016
Mainsource Bank Sharonville OH 12/2016 09/2017
Fifth Third Bank Centerville OH 09/2017 11/2018
Jpmorgan Chase Bank, N.A. Miamisburg OH 12/2018 11/2021
J.P. Morgan Securities, Llc Miamisburg OH 12/2018 09/2020
J.P. Morgan Securities Llc Westerville OH 02/2022 05/2022
Jpmorgan Chase Bank, N.A. Westerville OH 02/2022 05/2022
Alex Ottney Llc Lewis Center OH 11/2021 01/2022
Doordash Lewis Center OH 10/2021 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Powell OH 07/2022 Present
Bank Of America, N.A. Powell OH 09/2022 Present
  • 08/2015 → 11/2016
    Wright Patt Credit Union
    Englewood, OH
  • 12/2016 → 09/2017
    Mainsource Bank
    Sharonville, OH
  • 09/2017 → 11/2018
    Fifth Third Bank
    Centerville, OH
  • 12/2018 → 11/2021
    Jpmorgan Chase Bank, N.A.
    Miamisburg, OH
  • 12/2018 → 09/2020
    J.P. Morgan Securities, Llc
    Miamisburg, OH
  • 02/2022 → 05/2022
    J.P. Morgan Securities Llc
    Westerville, OH
  • 02/2022 → 05/2022
    Jpmorgan Chase Bank, N.A.
    Westerville, OH
  • 11/2021 → 01/2022
    Alex Ottney Llc
    Lewis Center, OH
  • 10/2021 → Present
    Doordash
    Lewis Center, OH
  • 07/2022 → Present
    Powell, OH
  • 09/2022 → Present
    Bank Of America, N.A.
    Powell, OH
Other Businesses

I also do doordash on the weekend for fun.I do a hour or two on the weekends and I deliver food or grocery shop for customer. Other Business Information: the name of the other business: Doordash Started 10/15/2021 and 0 hours during working hours. I work sometimes on the weekend from 7pm-9pm.Business is not investment related. the address of the other business: There is no location to report to so I use my residential: address 6892 trail path dr,lewis center ohio 43035 the nature of the other business: delivery of food your position: delivery driver of food title, or relationship with the other business: independent contractor the start date of your relationship:10/15/2021 the approximate number of hours/month you devote to the other business:2 -3 hours on the weekend no set schedule, usually in the evenings around dinner 7pm-9pm. the number of hours you devote to the other business during securities trading hours: 0 hours and briefly describe your duties relating to the other business: Delivery driver

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-14
S63 Uniform Securities Agent State Law Examination 2022-04-14
  • S66 Uniform Combined State Law Examination
    2022-10-14
  • S63 Uniform Securities Agent State Law Examination
    2022-04-14
Other Names
  • Joshua Watson
  • Joshua D Watson
  • Joshua D. Watson

View on SEC IAPD

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