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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-20 |
| IN | RA | APPROVED | 2019-03-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Valparaiso | IN | 01/2019 | Present |
| Centier Bank | Merrillville | IN | 06/2016 | 01/2019 |
| R.B. Smith Co. Inc. | Valparaiso | IN | 01/2020 | Present |
1. 01/07/2019 - R.B. SMITH CO. INC./ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED / 0%/ VALPARAISO, IN 2. 2/25/2020 - R.B. SMITH CO. INC. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 01/01/2020 - 4 Hours Per Month During Securities Trading - I provide financial planning and consulting services through R.B Smith Co. Inc., an independent investment advisor firm. I started this business activity in 01/2020. I expect to spend approximately 4 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-15 |
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