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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2021-06-15 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
9300 Shelbyville Rd, Ste 915, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Louisville | KY | 02/2019 | Present |
| Raque Lawn Service Llc | Louisville | KY | 05/2006 | 10/2018 |
| Unemployed | Louisville | KY | 10/2018 | 01/2019 |
| Private Advisor Group, Llc | Louisville | KY | 06/2021 | Present |
1. 4/9/2019 - Raque Properties III LLC - Investment Related - Louisville Ky 40213 - Real Estate Rental - Started 07/01/2014 - 1 Hours Per Month/0 Hours During Securities Trading. 2. 6/22/2021 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid. 3. 6/22/2021 - Private Advisor Group - DBA: (Hybrid) Sun Harbor Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 06/10/2021 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 6/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 7/21/2021 - Sun Harbor Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/10/2021 - 160 Hours Per Month/130 Hours During Securities Trading. 5. 10/6/2021 - CM Capital LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 09/08/2021 - 1 Hour Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-20 |
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