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19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2021-08-25 |
| TX | RA | APPROVED | 2019-09-04 |
Branch Locations
472 E. Elm Street, American Fork, UT 84003 • United States
19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alphastar Capital Management, Llc | Cornelius | NC | 01/2018 | Present |
| Hero'S Strategies, Inc. | Cape Coral | FL | 04/2012 | Present |
| Prometric | Baltimore | MD | 10/2013 | 12/2019 |
| Tanner J Ellsworth | Cape Coral | FL | 04/2004 | 10/2020 |
| Ellsworth Financial | American Fork | UT | 04/2019 | Present |
| Department Of Defense | Washington | DC | 02/2020 | Present |
1. Ellsworth Financial - Investment Related - 85 S. 930 E, American Fork, UT 84003 - 50% of Time During trading Hours Selling Insurance Products and Services 2. Hero's Strategies, Inc. - Investment Related - Reviews for client and leads 5 hours/ week during trading hours - Commissions split 50/50 3. Villa Mary; Non-investment related; 1329 SW 8th Pl, Cape Coral, FL 33991; Vacation and residential rental property company; Owner; 08/2021; 2 hours/month; 2 hours/month during trading hours. 4. Fantasync, LLC; Non-investment related; 854 Cantebury Ln, Alpine, UT 84004; Allows users to easily synchronize their sports viewing experience with their fantasy sports scores; Registered Agent; 14 hours/month; 5 hours/month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-27 |
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