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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-08-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Foley | AL | 08/2026 | Present |
| Jpmorgan Chase Bank, N.A. | Foley | AL | 08/2026 | Present |
| Pnc | Pensacola | FL | 12/2023 | 08/2026 |
| Wells Fargo | Fairhope | AL | 03/2018 | 12/2023 |
| Victra Verizon | Orange Beach | AL | 06/2015 | 03/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-10 |
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