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Rbc Securities, Inc CRD 103705
$1.52B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-09-22 |
Branch Locations
555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Culver City | CA | 10/2015 | 01/2019 |
| Wells Fargo Clearing Services Llc | Culver City | CA | 01/2019 | 06/2022 |
| City National Securities, Inc. | Los Angeles | CA | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-19 |
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