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Janine Sam

Empower Advisory Group, LLC

Myersville, MD

Greenwood Village, CO

CRD 7060607

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-03-01
  • MD RA
    APPROVED
    Since 2023-03-01

Branch Locations

Myersville, MD • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shepherd University Shepherdstown WV 08/2017 04/2023
Massey University Palmerston North 06/2014 07/2017
Gwfs Equities, Inc Greenwood Village CO 04/2022 Present
  • 08/2017 → 04/2023
    Shepherd University
    Shepherdstown, WV
  • 06/2014 → 07/2017
    Massey University
    Palmerston North
  • 04/2022 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
Previous Registrations
Other Businesses

Rental Property. Investment Related: No. Landlord. hours/month: .25. during work hours: 0.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-05-28
  • S63 Uniform Securities Agent State Law Examination
    2022-05-28
Designations
  • Certified Financial Planner
Other Names
  • Janine Scott
  • Janine Kay-Ann Scott

View on SEC IAPD

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