Derek Lamar Johnson

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2019-05-07

MD RA
APPROVED

Since 2019-05-07

Branch Locations

8830 Stanford Blvd 3Rd Fl [M3-Rbo], Columbia, MD 21045 • United States

585 Richie Hwy, Severna Park, MD 21146 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, Na	Annapolis	MD	10/2014	Present
Wells Fargo Advisors, Llc	Annapolis	MD	01/2019	Present

10/2014 → Present

Wells Fargo Bank, Na

Annapolis, MD
01/2019 → Present

Wells Fargo Advisors, Llc

Annapolis, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-05-07
S63	Uniform Securities Agent State Law Examination	2019-04-15

S65 Uniform Investment Adviser Law Examination

2019-05-07
S63 Uniform Securities Agent State Law Examination

2019-04-15

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

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