Colby Vincent Brothers

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2019 → 04/2021
  Jpm Distribution Srvcs, Inc.
  Columbus, OH
• 05/2016 → 09/2016
  Zoombezi Bay
  Powell, OH
• 05/2017 → 08/2017
  Zoombezi Bay
  Powell, OH
• 02/2017 → 12/2018
  Ohio University Culinary Services
  Athens, OH
• 05/2018 → 08/2018
  Vertiv Co.
  Columbus, OH
• 05/2015 → 11/2016
  American Eagle
  Columbus, OH
• 08/2014 → 12/2018
  Ohio University
  Athens, OH
• 04/2021 → 02/2022
  J.P. Morgan Institutional Investments Inc.
  Chicago, IL
• 04/2021 → 02/2022
  J.P. Morgan Investment Management Inc.
  Chicago, IL
• 02/2022 → Present
  Rockefeller Financial Llc
  Chicago, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-11-19
• S63 Uniform Securities Agent State Law Examination
  2019-02-25

Other Names

• Colby Brothers